Assessor Resource

RIIMCU407D
Apply and monitor the strata management plan

Assessment tool

Version 1.0
Issue Date: May 2024


This unit describes a participant’s skills and knowledge required to apply and monitor the strata management plan in Coal Mining.

This unit is appropriate for those working in supervisory or technical specialist roles

Licensing, legislative, regulatory and certification requirements that apply to this unit can vary between states, territories, and Industry sectors. Relevant information must be sourced prior to application of the unit.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare for the application and monitoring of the strata management plan

1.1 Access, interpret and apply strata management plan documentation, and ensure the work activity is compliant

1.2 Identify, clarify and communicate roles and responsibilities

1.3 Identify obtain and allocate resources required for the application of the strata management plan

1.4 Identify individual training needs and prepare training plans

1.5 Identify and interpret the risks associated with unstable mining structures

2. Apply the strata management plan

2.1 Communicate, apply and monitor site mining system

2.2 Communicate and apply primary, secondary and other support systems

2.3 Identify and assess the impact of mining on the stability of mining structures

2.4 Install, monitor and assess strata support systems

2.5 Install, monitor and assess strata monitoring devices

2.6 Identify and assess strata supports and failure mechanisms and apply appropriate controls

2.7 Apply, monitor and record mining sequences

2.8 Identify and assess and record stress changes in the mining structure

2.9 Identify, assess and record geological structures encountered during the mining process

2.10 Apply action response plans

2.11 Apply and monitor site procedures relating to strata management

2.12 Participate in audit and review requirements

2.13 Implement training plans

3. Apply monitoring and maintenance procedures

3.1 Carry out inspection and ensure that repair and maintenance activities are conducted in accordance with strata management plan

3.2 Record, report and review maintenance and monitoring requirements and activities

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient completion of strata management plan application and monitoring including:

reading, interpreting, communicating and applying technical information

accessing and interpreting data from monitoring systems and equipment

accessing and analysing historical strata management information related to the mine and failure mode of mine structures

interpreting and applying design criteria for strata management

conducting enquiries/investigations and preparing audit reports

identifying training needs, and preparing and implementing training plans

works effectively with others to plan, prepare and conduct strata management plan application and monitoring that meets all of the required outcomes including:

organising work activities to meet all task requirements

communicating clearly and concisely with others to receive and clarify work instructions

complying with written and verbal reporting requirements and procedures

resolving coordination requirements throughout work activities

demonstrates completion of applying and monitoring the strata management plan that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

identifying the factors affecting stability of mining structures such as:

roadway size

pillar sizes

depth of cover

strength of coal and underlying/overlying strata

stress regimes

strata characteristics

longwall chocks

presence of water

systems of mining

breaker line supports

direction of mining

sequence of pillar extraction

primary and secondary support

geological structures

speed and continuity of extraction

applying strata monitoring devices such as:

convergence indicators

extensometers

load cells

stress cells

The candidate must demonstrate knowledge of applying and monitoring the strata management plan through:

accessing, interpreting and applying legislative, organization and site requirements and procedures for:

accessing and interpreting mine plans, ventilation, gas monitoring, strata support and safety management plans

identifying and managing environmental issues, hazards and risks

identifying systems of underground mining including:

tunnels, drifts, stone drivage, shaft sinking, pillar extraction, partial extraction, punch mining and fault drivage

identifying exploration techniques

identifying strata support and monitoring systems

identifying geology and strata gas characteristics

identifying factors affecting stability of mining structures including:

stress: including mining induced stress, vertical and horizontal stress, tectonics, virgin stress, topographical features

sedimentology: including subsidence, water bearing strata, permeability of seam and strata, hydrology, rock property testing, caving characteristics, windblast, faults, dykes, outburst, gas content and over and underlying strata

mining structure failure modes

identifying systems of work: including bord and pillar, place changing, longwall, highwall, auger mining, pillar extraction, partial extension and punch mining

identifying and applying emergency response and evacuation/disaster planning processes and techniques

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare for the application and monitoring of the strata management plan

1.1 Access, interpret and apply strata management plan documentation, and ensure the work activity is compliant

1.2 Identify, clarify and communicate roles and responsibilities

1.3 Identify obtain and allocate resources required for the application of the strata management plan

1.4 Identify individual training needs and prepare training plans

1.5 Identify and interpret the risks associated with unstable mining structures

2. Apply the strata management plan

2.1 Communicate, apply and monitor site mining system

2.2 Communicate and apply primary, secondary and other support systems

2.3 Identify and assess the impact of mining on the stability of mining structures

2.4 Install, monitor and assess strata support systems

2.5 Install, monitor and assess strata monitoring devices

2.6 Identify and assess strata supports and failure mechanisms and apply appropriate controls

2.7 Apply, monitor and record mining sequences

2.8 Identify and assess and record stress changes in the mining structure

2.9 Identify, assess and record geological structures encountered during the mining process

2.10 Apply action response plans

2.11 Apply and monitor site procedures relating to strata management

2.12 Participate in audit and review requirements

2.13 Implement training plans

3. Apply monitoring and maintenance procedures

3.1 Carry out inspection and ensure that repair and maintenance activities are conducted in accordance with strata management plan

3.2 Record, report and review maintenance and monitoring requirements and activities

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies relevant legislation, documentation, policies and procedures

implements the requirements, procedures and techniques for the safe, effective and efficient completion of strata management plan application and monitoring including:

reading, interpreting, communicating and applying technical information

accessing and interpreting data from monitoring systems and equipment

accessing and analysing historical strata management information related to the mine and failure mode of mine structures

interpreting and applying design criteria for strata management

conducting enquiries/investigations and preparing audit reports

identifying training needs, and preparing and implementing training plans

works effectively with others to plan, prepare and conduct strata management plan application and monitoring that meets all of the required outcomes including:

organising work activities to meet all task requirements

communicating clearly and concisely with others to receive and clarify work instructions

complying with written and verbal reporting requirements and procedures

resolving coordination requirements throughout work activities

demonstrates completion of applying and monitoring the strata management plan that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

identifying the factors affecting stability of mining structures such as:

roadway size

pillar sizes

depth of cover

strength of coal and underlying/overlying strata

stress regimes

strata characteristics

longwall chocks

presence of water

systems of mining

breaker line supports

direction of mining

sequence of pillar extraction

primary and secondary support

geological structures

speed and continuity of extraction

applying strata monitoring devices such as:

convergence indicators

extensometers

load cells

stress cells

The candidate must demonstrate knowledge of applying and monitoring the strata management plan through:

accessing, interpreting and applying legislative, organization and site requirements and procedures for:

accessing and interpreting mine plans, ventilation, gas monitoring, strata support and safety management plans

identifying and managing environmental issues, hazards and risks

identifying systems of underground mining including:

tunnels, drifts, stone drivage, shaft sinking, pillar extraction, partial extraction, punch mining and fault drivage

identifying exploration techniques

identifying strata support and monitoring systems

identifying geology and strata gas characteristics

identifying factors affecting stability of mining structures including:

stress: including mining induced stress, vertical and horizontal stress, tectonics, virgin stress, topographical features

sedimentology: including subsidence, water bearing strata, permeability of seam and strata, hydrology, rock property testing, caving characteristics, windblast, faults, dykes, outburst, gas content and over and underlying strata

mining structure failure modes

identifying systems of work: including bord and pillar, place changing, longwall, highwall, auger mining, pillar extraction, partial extension and punch mining

identifying and applying emergency response and evacuation/disaster planning processes and techniques

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply strata management plan documentation, and ensure the work activity is compliant 
Identify, clarify and communicate roles and responsibilities 
Identify obtain and allocate resources required for the application of the strata management plan 
Identify individual training needs and prepare training plans 
Identify and interpret the risks associated with unstable mining structures 
Communicate, apply and monitor site mining system 
Communicate and apply primary, secondary and other support systems 
Identify and assess the impact of mining on the stability of mining structures 
Install, monitor and assess strata support systems 
Install, monitor and assess strata monitoring devices 
Identify and assess strata supports and failure mechanisms and apply appropriate controls 
Apply, monitor and record mining sequences 
Identify and assess and record stress changes in the mining structure 
Identify, assess and record geological structures encountered during the mining process 
Apply action response plans 
Apply and monitor site procedures relating to strata management 
Participate in audit and review requirements 
Implement training plans 
Carry out inspection and ensure that repair and maintenance activities are conducted in accordance with strata management plan 
Record, report and review maintenance and monitoring requirements and activities 
Access, interpret and apply strata management plan documentation, and ensure the work activity is compliant 
Identify, clarify and communicate roles and responsibilities 
Identify obtain and allocate resources required for the application of the strata management plan 
Identify individual training needs and prepare training plans 
Identify and interpret the risks associated with unstable mining structures 
Communicate, apply and monitor site mining system 
Communicate and apply primary, secondary and other support systems 
Identify and assess the impact of mining on the stability of mining structures 
Install, monitor and assess strata support systems 
Install, monitor and assess strata monitoring devices 
Identify and assess strata supports and failure mechanisms and apply appropriate controls 
Apply, monitor and record mining sequences 
Identify and assess and record stress changes in the mining structure 
Identify, assess and record geological structures encountered during the mining process 
Apply action response plans 
Apply and monitor site procedures relating to strata management 
Participate in audit and review requirements 
Implement training plans 
Carry out inspection and ensure that repair and maintenance activities are conducted in accordance with strata management plan 
Record, report and review maintenance and monitoring requirements and activities 

Forms

Assessment Cover Sheet

RIIMCU407D - Apply and monitor the strata management plan
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

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Result: Competent Not yet competent

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Assessor name:

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Assessment Record Sheet

RIIMCU407D - Apply and monitor the strata management plan

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

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